Larae Ann Duff
Investment adviser representative at Pathway Financial Solutions, Inc.
10 yearsExperience
2 statesRegistered in
$135.3MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Pathway Financial Solutions, Inc.Mar 2026 to now
- Pathway Insurance Group Advisors, LLCAug 2025 to now
- Ofg Financial Services IncAug 2025 to Mar 2026
- Banker's LifeJun 2025 to Jul 2025
- Milestone Hearth ShoppeApr 2025 to Jun 2025
- UnemployedJan 2025 to Apr 2025
- J.P. Morgan Securities LLCJul 2023 to Jan 2025
- JPMorgan Chase Bank, N.A.Jul 2023 to Jan 2025
- UnemployedJun 2023 to Jun 2023
- Carpion Private Wealth LLCMay 2023 to May 2023
- Sanctuary Advisors LLCMay 2023 to May 2023
- Sanctuary Securities IncMay 2023 to May 2023
- Prospera Financial Services IncApr 2023 to Apr 2023
- UnemployedMar 2023 to Mar 2023
- Sagecamp, Inc. dba Stoutheart Financial GroupJan 2023 to Feb 2023
- UnemployedJun 2022 to Dec 2022
- Massachusetts Mutual Life Insurance CoOct 2018 to Jan 2019
- Edward JonesAug 2018 to May 2022
- Director's AssistantAug 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Pathway Financial Solutions, Inc.
$135.3MAssets managed
309Clients
8Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6993593
- Firm CRD
- 340594