Paul Joseph Davis
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Paul Joseph Davis? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Bank of America N.A.Dec 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to now
- Robinhood Markets, incJun 2022 to Aug 2022
- Robinhood Financial, LLCMay 2021 to Aug 2022
- Charles Schwab & Co., Inc.Jul 2018 to May 2021
- HumanaJun 2018 to Sep 2018
- Unishippers of Cache ValleyOct 2017 to Feb 2018
- Gunnison Valley HealthJun 2017 to Aug 2017
- Mcdonald'sFeb 2017 to May 2017
- Utah State UniversityAug 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6993499
- Firm CRD
- 7691