Caroline Jones
Investment adviser representative at Wells Fargo Advisors
13 yearsExperience
2 statesRegistered in
$252.3BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Wells Fargo Advisors Financial Network, LLCNov 2020 to now
- Bank of America, N.A.Aug 2018 to Nov 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2018 to Nov 2020
- UnemployedMay 2018 to Jul 2018
- Greater Wilkes-barre Chamber of CommerceJan 2018 to Apr 2018
- Mohegan Sun PoconoMay 2017 to Sep 2017
- King's College Residence LifeAug 2015 to May 2018
- King's College Office of AdmissionMay 2015 to May 2018
- King's CollegeJul 2013 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6993076
- Firm CRD
- 11025