Spencer W Gardner
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Life Insurance CompanyFeb 2025 to now
- Principal Securities, Inc.Feb 2025 to now
- Ameriprise Financial Services, LLCAug 2024 to Feb 2025
- Principal Life Insurance CompanyJul 2018 to Aug 2024
- Principal Securities IncJul 2018 to Aug 2024
- The College of St ScholasticaJul 2017 to Jul 2018
- Gilbert Community SchoolJul 2012 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6992752
- Firm CRD
- 1137