Elena Richardson
Investment adviser representative at Morgan Stanley
10 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyMay 2022 to now
- Morgan Stanley Smith Barney LLCApr 2022 to now
- UnemployedOct 2021 to Apr 2022
- UBS Financial Services Inc.Jun 2020 to Oct 2021
- Morgan Stanley Private Bank, N.AMay 2019 to May 2020
- Morgan Stanley Smith Barney LLCMay 2019 to May 2020
- Charles Schwab & Co., Inc.Jul 2018 to May 2019
- Charles Schwab BankJul 2018 to May 2019
- UnemployedOct 2017 to Jul 2018
- California Miramar UniversityJan 2017 to Oct 2017
- UnemployedJun 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (CA, FL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6992187
- Firm CRD
- 149777