Thomas Kaplan
Investment adviser representative at Strategic Advisers LLC
25 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.4TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- Strategic Advisers LLCMar 2025 to now
- Fidelity InvestmentsAug 2023 to now
- E*trade Capital Management LLCNov 2019 to now
- E*trade Securities LLCNov 2019 to now
- Morgan StanleyMar 2023 to Jul 2023
- Mass Mutual Life Insurance CompanyJul 2018 to Aug 2019
- MML Investors Services, LLCJul 2018 to Aug 2019
- Dealer.comApr 2016 to Jan 2017
- University of VermontSep 2014 to Dec 2018
- Burlington Publics School SystemSep 2001 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Strategic Advisers LLC
$1.4TAssets managed
2,401,763Clients
17,021Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6992186
- Firm CRD
- 104555