Daniel Sobarzo
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLCJul 2026 to now
- Ameriprise Financial Services, LLCAug 2023 to Jul 2026
- Comerica Securities, Inc.Nov 2021 to Aug 2023
- MML Investors Services, LLCApr 2020 to Nov 2021
- Mass Mutual Life Insurance CompanyMar 2020 to Nov 2021
- AXA Advisors, LLCJul 2018 to Mar 2020
- UnemployedMay 2018 to Jul 2018
- Prowealth OneMay 2017 to Sep 2017
- Texas A&m UniversityJul 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6991954
- Firm CRD
- 19616