Kevin Lee Sherman
Investment adviser representative at Ameriprise Financial Services, LLC
21 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Ameriprise Financial Services, LLCOct 2025 to now
- Intrua Financial, LLCOct 2021 to Dec 2023
- Intrua Advisory Group, LLCNov 2018 to Nov 2021
- LPL Financial, LLCJul 2018 to Oct 2025
- Cass County Bank a Branch of Morris County National BankApr 2017 to Jul 2018
- Tri-state Lawn, LLCJan 2017 to Jul 2017
- Kevin ShermanMar 2013 to Dec 2016
- Texar Federal Credit UnionJul 2005 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6990488
- Firm CRD
- 6363