Roberto Garcia-pallares
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jun 2025 to now
- Charles Schwab BankJun 2025 to now
- J.P. Morgan Securities LLCSep 2022 to Jun 2025
- JPMorgan Chase Bank, N.A.Sep 2022 to Jun 2025
- Robinhood Financial, LLCJun 2021 to Aug 2022
- E*trade Securities LLCDec 2019 to Jun 2021
- UnemployedOct 2019 to Nov 2019
- The Vanguard Group, Inc.Jul 2018 to Sep 2019
- UnemployedSep 2017 to Jun 2018
- BillageJun 2017 to Aug 2017
- UnemployedSep 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6990051
- Firm CRD
- 5393