Miguel Anthony Herrera
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Miguel Anthony Herrera? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.Mar 2021 to now
- Horace Mann CompaniesAug 2019 to Dec 2020
- Horace Mann Investors, IncAug 2019 to Dec 2020
- 9round FitnessMay 2019 to Jul 2019
- Frisco Financial GroupDec 2018 to Apr 2019
- Mutual of Omaha Investor ServicesJul 2018 to Dec 2018
- Mutual of Omaha Insurance CompanyJun 2018 to Dec 2018
- O'reilly Auto PartsMay 2017 to May 2019
- The Home DepotNov 2015 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6989978
- Firm CRD
- 5393