Mark Moroni
Investment adviser representative at J.P. Morgan Securities LLC
14 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- J.P. Morgan Securities LLCApr 2023 to now
- JPMorgan Chase Bank, N.A.Apr 2023 to now
- 11th Floor HoldingsDec 2022 to Mar 2023
- Raymond James Financial Services AdvisorsJan 2021 to Jul 2021
- Raymond James Financial Services, IncJan 2021 to Jul 2021
- Mainstream Capital ManagementNov 2020 to Mar 2023
- San Jose State UniversityAug 2020 to May 2022
- Guardian Life Insurance CompanyJan 2019 to Jul 2020
- Park Avenue SecuritiesSep 2018 to Jul 2020
- Westpac Wealth PartnersJul 2018 to Jul 2020
- UnemployedFeb 2018 to Jun 2018
- TeslaMar 2017 to Jan 2018
- AppleSep 2015 to Jun 2017
- San Jose State UniveristyAug 2012 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6989679
- Firm CRD
- 79