Xavier A Rodriguez
Investment adviser representative at Charles Schwab & Co., Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
12 years in the industry.
- Charles Schwab & Co., Inc.May 2026 to now
- Charles Schwab BankMay 2026 to now
- Morgan StanleyAug 2022 to Apr 2026
- J.P. Morgan Securities LLCJun 2021 to Jul 2022
- JP Morgan Chase Bank, N.A.Jun 2021 to Jul 2022
- BNY MellonMay 2019 to Jun 2021
- UnemployedJan 2019 to Apr 2019
- LPL FinancialJul 2018 to Dec 2018
- UnemployedMar 2018 to Jun 2018
- JP Morgan Chase Bank, N.A.Oct 2017 to Feb 2018
- Banco PopularDec 2016 to Oct 2017
- Full Time EducationAug 2014 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6988869
- Firm CRD
- 5393