Jessica Sarah Lui
Investment adviser representative at Morgan Stanley
12 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan StanleyApr 2020 to now
- Courtlandt Securities CorporationDec 2019 to Apr 2020
- U.S. Bancorp Investments, Inc.Jul 2019 to Dec 2019
- U.S. BankJul 2019 to Dec 2019
- Confidence Wealth ManagementMay 2019 to Jul 2019
- AXA Advisors, LLCSep 2018 to Apr 2019
- UnemployedJul 2018 to Sep 2018
- University of California, RiversideJul 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6985582
- Firm CRD
- 149777