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Andrew James Babb

Investment adviser representative at Hornor, Townsend & Kent, LLC
12 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$9BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Hornor, Townsend & Kent, LLCJul 2024 to now
  2. Colorado Collegiate Box Lacrosse LeagueSep 2019 to Sep 2019
  3. Northwestern Mutual Wealth Management CompanyOct 2018 to Jul 2024
  4. Northwestern Mutual Investment Services LLCJul 2018 to Jul 2024
  5. Scott SparksJul 2018 to Jul 2024
  6. Movement Training Systems LLCMay 2014 to Jun 2018

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2018

State registrations

Registered as an investment adviser representative in 3 states (CO, FL, TX).

Hornor, Townsend & Kent, LLC

$9BAssets managed
28,369Clients
466Advisers
27 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6984530
Firm CRD
4031
Advisor's SEC record (opens in a new tab)
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