Andrew Andreotta
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Kovack Advisors, Inc.May 2026 to now
- Kovack Securities, Inc.May 2026 to now
- LPL Financial LLCApr 2026 to May 2026
- Guardian Life Insurance CompanySep 2018 to Apr 2026
- Park Avenue SecuritiesSep 2018 to Apr 2026
- Mutual of OmahaMay 2018 to Sep 2018
- Mutual of Omaha Investor ServicesMay 2018 to Sep 2018
- Modern Woodmen of AmericaOct 2017 to May 2018
- Rivergate Family ChiropracticJun 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TN).
Kovack Advisors, Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6980955
- 140808