Andy Garcia
Investment adviser representative at Osaic Wealth, Inc.
10 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Wealth, Inc.Jan 2024 to now
- Charles Schwab & Co., IncFeb 2023 to Oct 2023
- UnemployedAug 2022 to Jan 2023
- Fidelity InvestmentsJun 2020 to Jul 2022
- The Prudential Insurance Company of AmericaJun 2019 to Jun 2020
- Pruco Securities LLCMay 2019 to Jun 2020
- AXA Advisors LLCNov 2018 to May 2019
- UnemployedJan 2018 to Dec 2018
- PiugOct 2016 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6978308
- Firm CRD
- 23131