David O Smith
Investment adviser representative at Morgan Stanley
14 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan Stanley Private Bank, N.AMar 2025 to now
- Morgan StanleyJan 2023 to now
- Morgan Stanley Smith Barney LLCMar 2022 to now
- UnemployedOct 2021 to Mar 2022
- AmazonMay 2021 to Oct 2021
- UnemployedMay 2020 to May 2021
- University of IllinoisJan 2020 to May 2020
- We Co.Jun 2019 to Jan 2020
- UnemployedJan 2019 to Jun 2019
- Morgan Stanley Smith Barney LLCJun 2018 to Dec 2018
- UnemployedJan 2018 to Jun 2018
- Schafer Condon CarterJun 2017 to Aug 2017
- University of IllinoisAug 2012 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6978238
- Firm CRD
- 149777