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Hunter J Dempsey

Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. LPL Financial LLCJul 2025 to now
  2. Balance Wealth AdvisorsJun 2019 to now
  3. Cadaret, Grant & Co., Inc.Feb 2021 to Jul 2025
  4. LPL Financial LLCJul 2019 to Dec 2020
  5. Comprehensive Insurance ProvidersJun 2018 to Sep 2018
  6. Connecticut CollegeSep 2015 to May 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2021
  • Series 65 · Uniform Investment Adviser Law2021

State registrations

Registered as an investment adviser representative in 2 states (MA, RI).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6978235
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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