Dominick J Delpozzo
Investment adviser representative at Morgan Stanley
13 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan StanleySep 2023 to now
- E*trade Securities LLCSep 2020 to Sep 2023
- Pharmacy Development ServicesMar 2020 to Sep 2020
- GovspendAug 2018 to Mar 2020
- E*tradeJul 2018 to Jul 2018
- PaycomMar 2018 to May 2018
- Paramount Residential Mortgage GroupApr 2017 to Feb 2018
- Culinary Affairs CateringJan 2015 to Mar 2017
- Florida Atlantic UniversityAug 2013 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (GA, TX, UT).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6976828
- Firm CRD
- 149777