Nicholas L Albani
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- 360 Wealth& BenefitsNov 2022 to now
- Principal Securities, Inc.Jul 2022 to now
- Principal Life Insurance CompanyJul 2022 to now
- Wells Fargo Bank, NAJan 2021 to Aug 2022
- Wells Fargo Clearing Services, LLCJun 2018 to Feb 2021
- Bloomin Brands IncAug 2017 to Apr 2018
- Hca Asset MangmentDec 2016 to Jul 2017
- Franklin Templeton InvJan 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6976519
- Firm CRD
- 1137