Valeria Bahena
Investment adviser representative at LPL Financial LLC
10 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCApr 2025 to now
- Morgan Stanley Private Bank, N.ADec 2020 to Mar 2025
- Morgan StanleyMar 2019 to Mar 2025
- The Vanguard Group, Inc.Aug 2018 to Feb 2019
- Byu- Hawaii Housing DepartmentFeb 2018 to May 2018
- Brigham Young University - HawaiiNov 2016 to Jun 2018
- UnemployedJul 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 3 states (AZ, SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6976426
- Firm CRD
- 6413