David Yi
Investment adviser representative at Raymond James & Associates, Inc.
10 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James & Associates, Inc.Apr 2023 to now
- Wedbush SecuritiesMar 2021 to Mar 2023
- UnemployedMay 2020 to Mar 2021
- Mr. BbqJun 2019 to Aug 2019
- Chartered Institute for Securities & InvestmentFeb 2019 to Apr 2019
- Merrill LynchJun 2018 to Aug 2018
- Orange County GovernmentJun 2017 to Aug 2017
- Poki YoJun 2017 to Aug 2017
- Boston UniversitySep 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6975131
- Firm CRD
- 705