Malcolm Rose
Investment adviser representative at Ameriprise Financial Services, LLC
16 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Ameriprise Financial Services, LLCAug 2026 to now
- AccentureJan 2026 to Aug 2026
- UnemployedOct 2025 to Jan 2026
- Truist Advisory Services Inc.Jan 2023 to Oct 2025
- Truist Investment Services Inc.Jan 2023 to Oct 2025
- Pruco Securities, LLC.Dec 2018 to Dec 2022
- Prudential Insurance Company of AmericaDec 2018 to Dec 2022
- Mutual of Omaha Investment ServicesJun 2018 to Dec 2018
- Mutual of Omaha Insurance CompanyMay 2017 to Dec 2018
- Unemployed (is&m)Mar 2017 to May 2017
- One Main FinancialMar 2010 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NC).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6973875
- Firm CRD
- 6363