Jacob Louis Rosalez
Investment adviser representative at Cetera Planning Partners
12 yearsExperience
2 statesRegistered in
$4.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Planning PartnersSep 2026 to now
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Avantax Insurance Agency And/or Avantax Insurance Services.Apr 2024 to Sep 2025
- Avantax Advisory ServicesMar 2022 to Sep 2025
- Avantax Investment Services, Inc.Sep 2020 to Sep 2025
- Proequities, IncJun 2020 to Sep 2020
- Avantax Planning Partners, Inc.Apr 2020 to Sep 2026
- UnemployedJan 2020 to Mar 2020
- Ameriprise Financial Services, IncJun 2018 to Jan 2020
- HK Financial Services, Inc.May 2017 to Sep 2017
- University of Northern IowaAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6973323
- Firm CRD
- 129625