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Austin Douglas Cole

Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning

Experience

10 years in the industry.

  1. Charles Schwab Bank, SsbSep 2023 to now
  2. Charles Schwab & Co., Inc.Sep 2019 to now
  3. Amante CoffeeJun 2019 to Sep 2019
  4. Suit SupplySep 2018 to May 2019
  5. Charles Schwab & Co., Inc.Jun 2018 to Aug 2018
  6. University of Colorado BoulderJan 2018 to May 2018
  7. StarbucksJun 2017 to Aug 2017
  8. Cu Boulder Office of Undergraduate EducationJan 2017 to Dec 2017
  9. University of Colorado BoulderSep 2016 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (TX).

Charles Schwab & Co., Inc.

$0Assets managed
0Clients
6,777Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6973016
Firm CRD
5393
Advisor's SEC record (opens in a new tab)
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