Ann Chen
Investment adviser representative at J.P. Morgan Securities LLC
7 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
7 years in the industry.
- J.P. Morgan Securities LLCNov 2021 to now
- JPMorgan Chase Bank, N.A.Nov 2021 to now
- Charles Schwab & Co., Inc.Jun 2021 to Oct 2021
- Charles Schwab Bank SsbJun 2021 to Oct 2021
- Fremont BankAug 2020 to Jun 2021
- J.P. Morgan Securities LLCAug 2018 to Aug 2020
- JPMorgan Chase Bank, N.A.Aug 2018 to Aug 2020
- New York Life InsuranceJun 2018 to Oct 2018
- Massachusetts Mutual Life Insurance CoJun 2018 to Jul 2018
- UnemployedNov 2014 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6972562
- Firm CRD
- 79