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Neil Colman Conway

Investment adviser representative at Pgim Investments LLC
12 yearsExperience
1 stateRegistered in
$344.8BFirm assets
38 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

12 years in the industry.

  1. Pgim Investments LLCAug 2022 to now
  2. Pgim, Inc.Aug 2022 to now
  3. Prudential Investment Management Services, LLCAug 2022 to now
  4. John Hancock Advisers, LLCOct 2020 to Aug 2022
  5. John HancockJun 2018 to Aug 2022
  6. John Hancock Funds LLCJun 2018 to Aug 2022
  7. Hamilton CollegeAug 2014 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2018

State registrations

Registered as an investment adviser representative in 1 state (CA).

Pgim Investments LLC

$344.8BAssets managed
44Clients
72Advisers
38 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6972468
Firm CRD
105670
Advisor's SEC record (opens in a new tab)
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