Gerard Stephen Diaz
Investment adviser representative at Wells Fargo Advisors
9 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Wells Fargo Bank, NANov 2025 to now
- Wells Fargo Clearing Services, LLCNov 2025 to now
- Bfc Planning, Inc.Jun 2025 to Oct 2025
- Securities Management & Research, Inc.Jun 2025 to Oct 2025
- UnemployedMar 2025 to Jun 2025
- FrameworkOct 2024 to Mar 2025
- The Leaders Group IncOct 2024 to Mar 2025
- Charles Schwab & Co., Inc.Feb 2022 to Oct 2024
- Charles Schwab Bank, SsbFeb 2022 to Oct 2024
- Ameriprise FinancialAug 2019 to Jan 2022
- Ameriprise Auto and Home InsuranceJun 2018 to Aug 2019
- UnemployedApr 2018 to Jun 2018
- Egg WorksSep 2017 to Apr 2018
- Sugar FactoryFeb 2017 to Sep 2017
- College of Southern NevadaJul 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NV).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6970834
- Firm CRD
- 19616