Benjamin David Beeson
Investment adviser representative at Rockefeller Capital Management
12 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Rockefeller Financial LLCSep 2026 to now
- Truist Advisory Services, Inc.Apr 2022 to Sep 2026
- Truist Investment Services, Inc.May 2021 to Sep 2026
- Principal Life Insurance CompanyFeb 2021 to Apr 2021
- Principal Securities IncFeb 2021 to Apr 2021
- Wells Fargo Clearing Services, LLCOct 2019 to Feb 2021
- Nylife Securities, LLCJul 2018 to Sep 2019
- New York Life Insurance CompanyJun 2018 to Sep 2019
- Nc StateAug 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6970704
- Firm CRD
- 291361