Benjamin Laurence Engel
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJun 2022 to now
- Zions BancorporationFeb 2020 to May 2022
- StudentSep 2019 to Feb 2020
- Nortwestern MutualMay 2019 to Sep 2019
- Unemployed/studentAug 2018 to May 2019
- LPL FinancialMay 2018 to Aug 2018
- Unemployed/studentJan 2017 to May 2018
- Towne Park ValetJan 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6970386
- Firm CRD
- 6413