Thomas James Lyman
Investment adviser representative at John Hancock Personal Financial Services, LLC
13 yearsExperience
3 statesRegistered in
$2.2BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- John Hancock Distributors LLCFeb 2021 to now
- John HancockOct 2020 to now
- John Hancock Personal Financial Services, LLCJun 2018 to now
- John Hancock Funds, Inc.Oct 2018 to Feb 2021
- Insight GlobalJul 2017 to Apr 2018
- Providence CollegeAug 2013 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 3 states (IL, MA, NY).
John Hancock Personal Financial Services, LLC
$2.2BAssets managed
35,589Clients
64Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6970254
- Firm CRD
- 174433