Douglas James Mongiardo
Investment adviser representative at Osaic Wealth, Inc.
8 yearsExperience
4 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Osaic Wealth, Inc.Oct 2024 to now
- American Portfolios Financial Services Inc.Apr 2024 to Oct 2024
- Baillie Gifford Funds Services LLCFeb 2022 to Apr 2024
- Baillie Gifford International LLCNov 2021 to Apr 2024
- Morgan StanleyJul 2020 to Sep 2021
- Hilton Capital Management LLCJun 2019 to Aug 2019
- Pearson FinancialJun 2018 to Aug 2018
- Village of Garden CityJun 2017 to Aug 2017
- Franklin and Marshall CollegeAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 4 states (FL, NC, NY, SC).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6969384
- Firm CRD
- 23131