Brandon John Roy
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab Bank, SsbOct 2023 to now
- Charles Schwab & Co., Inc.May 2021 to now
- Cooper's Hawk Winery and RestaurantFeb 2021 to Apr 2021
- Mizzen and MainSep 2020 to Mar 2021
- Sypris ElectronicsJun 2020 to Sep 2020
- Lincoln InvestmentMar 2020 to Mar 2020
- West Coast Financial Group, IncSep 2019 to Mar 2020
- Dicks Sporting GoodsJun 2019 to Aug 2019
- TD AmeritradeJun 2018 to Aug 2019
- MetlifeOct 2017 to May 2018
- University of South FloridaAug 2017 to Dec 2019
- College Hunk Hauling JunkJun 2017 to Aug 2017
- Town of BrookhavenJun 2017 to Aug 2017
- Cutting BoardJan 2017 to May 2017
- Oswego State UniversityAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (FL, NC).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6968940
- Firm CRD
- 5393