Novaughn Franklin Miller
Investment adviser representative at Charles Schwab & Co., Inc.
9 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
9 years in the industry.
- Charles Schwab & Co., Inc.Apr 2025 to now
- Charles Schwab Bank, SsbApr 2025 to now
- Citizens Securities, Inc.Mar 2025 to Apr 2025
- PvolveJun 2024 to Jan 2025
- Success Academy Charter SchoolJan 2023 to Apr 2024
- Wells Fargo Bank, NAJan 2020 to Jan 2023
- Wells Fargo Clearing Services, LLCJan 2020 to Apr 2022
- Capital OneOct 2019 to Dec 2019
- JP Morgan Securities LLCMay 2018 to Aug 2019
- JPMorgan Chase Bank, N.AMay 2018 to Aug 2019
- PNC BankApr 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6968501
- Firm CRD
- 5393