Carolyn Dolan
Investment adviser representative at Morgan Stanley
12 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan StanleyMar 2026 to now
- UnemployedMay 2019 to Jun 2019
- Festival Foods Wine and SpiritsFeb 2019 to May 2019
- UnemployedAug 2018 to Feb 2019
- Ameriprise Financial Services, Inc.May 2018 to Feb 2026
- Ameriprise FinancialMay 2018 to Aug 2018
- UnemployedApr 2018 to May 2018
- Bath and Body WorksOct 2017 to Apr 2018
- UnemployedAug 2017 to Oct 2017
- Valleywood Golf CourseJul 2017 to Aug 2017
- Good Leadership EnterprisesDec 2016 to Jan 2017
- Lancer HospitalityMay 2016 to Jun 2019
- University of Wisconsin La- CrosseSep 2015 to May 2019
- Calvin KleinAug 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (MN).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6966047
- Firm CRD
- 149777