Giancarlo Barone
Investment adviser representative at Rockefeller Capital Management
11 yearsExperience
3 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Rockefeller Financial LLCJul 2026 to now
- Morgan Stanley Private Bank, N.AJun 2025 to Jul 2026
- Morgan Stanley Smith Barney LLCMay 2025 to Jul 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to May 2025
- Alamance Country ClubMar 2019 to May 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2018 to Aug 2018
- Elon UniversityAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6965077
- Firm CRD
- 291361