Nan Guo
Investment adviser representative at Sofi Wealth LLC
13 yearsExperience
1 stateRegistered in
$2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Sofi Wealth, LLCAug 2024 to now
- Sofi Securities, LLCAug 2024 to now
- UnemployedJun 2024 to Aug 2024
- Morgan Stanley & Co. LLCMay 2024 to Jun 2024
- Morgan StanleyNov 2021 to May 2024
- The Vanguard Group, IncJun 2021 to Aug 2021
- UnemployedJan 2021 to Jun 2021
- SpherionNov 2020 to Jan 2021
- UnemployedOct 2020 to Nov 2020
- Fidelity InvestmentSep 2020 to Oct 2020
- UnemployedJul 2020 to Sep 2020
- TD AmeritradeJun 2018 to Jul 2020
- Utah State UniversityAug 2011 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (UT).
Sofi Wealth LLC
$2BAssets managed
254,020Clients
110Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6964398
- Firm CRD
- 167958