David Thomas Gau
Investment adviser representative at Great Waters Financial
10 yearsExperience
2 statesRegistered in
$1.2BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Great Waters FinancialJan 2026 to now
- UnemployedNov 2024 to Jan 2026
- Fidelity InvestmentsOct 2022 to Oct 2024
- Treeline Wealth ManagementJan 2019 to Oct 2022
- University of Minnesota - Twin CitiesSep 2016 to Dec 2018
- Webb Financial GroupSep 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Great Waters Financial
Legal name: Great Waters Wealth Management
$1.2BAssets managed
1,627Clients
26Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6962279
- Firm CRD
- 308215