Thomas Clifford Falkner
Investment adviser representative at Legacy Financial Independent Advisors LLC
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$484MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Legacy Financial Independent Advisors LLCJan 2023 to now
- First Kentucky Securities CorporationMay 2018 to Jan 2023
- University of LouisvilleAug 2016 to Nov 2019
- Dick's Sporting GoodsNov 2015 to Mar 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (KY, TX).
Legacy Financial Independent Advisors LLC
$484MAssets managed
749Clients
6Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6962277
- Firm CRD
- 324258