George Simon Miller
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you George Simon Miller? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Dec 2023 to now
- Northwestern Mutual Wealth Management CompanyMay 2022 to Dec 2023
- Northwestern Mutual Investment Services LLCJan 2020 to Dec 2023
- Erik StephensJan 2019 to Dec 2023
- Northwestern Mutual Life Insurance CompanyJun 2018 to Jan 2019
- American Modern InsuranceNov 2017 to May 2018
- Northern Kentucky UniversitySep 2016 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (KY, OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6961122
- Firm CRD
- 8174