Timothy Sean Carley
Investment adviser representative at Tcw Investment Management Company LLC
11 yearsExperience
21 statesRegistered in
$38.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Tcw Investment Management Company LLCJan 2025 to now
- Tcw Funds DistributorsJan 2025 to now
- Tcw LLCJan 2025 to now
- Amundi Distributor Us, Inc.Jan 2021 to Dec 2024
- Amundi Pioneer Distributor, Inc.Dec 2019 to Dec 2020
- MML Investors ServicesAug 2019 to Dec 2019
- Mass Mutual Life Insurance CompanyJul 2019 to Dec 2019
- Madrid Retirement AdvisorsMay 2018 to Aug 2018
- Rocky Point MarinaMay 2018 to Aug 2018
- Shaw's SupermarketOct 2016 to May 2018
- Interstate NavigationMay 2016 to Aug 2017
- Norwich UniversityAug 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 21 states (CO, CT, DE, IA, KS, MA, MD, ME, MO, MT, ND, NE, NH, NJ, NY, OK, PA, RI, SD, VT, WY).
Tcw Investment Management Company LLC
$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6961069
- Firm CRD
- 106546