Nicole Renee Farrell
Investment adviser representative at LPL Financial LLC
14 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial, LLCJun 2021 to now
- Wwk Advisors, LLCJan 2019 to Jun 2021
- Wwk Investments, Inc.May 2018 to Jan 2019
- Monroe Bank and TrustJan 2018 to May 2018
- Carrington Golf ClubOct 2016 to Dec 2017
- H & R BlockJan 2013 to Apr 2017
- StudentSep 2012 to Dec 2017
- Vince's Drive InMay 2012 to Nov 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6960755
- Firm CRD
- 6413