Richard A Sterling
Investment adviser representative at MML Investors Services, LLC
17 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- MML Investors Services, LLCJul 2025 to now
- Massmutual Life Insurance CoJul 2025 to now
- Pacer Advisors, Inc.Aug 2024 to Jun 2025
- Pacer Financial, Inc.Aug 2024 to Jun 2025
- Pacer Advisors, Inc.Feb 2024 to Jul 2024
- Pacer Financial, Inc.Feb 2024 to Jul 2024
- Lincoln Financial Advisors CorporationOct 2020 to Feb 2024
- Lincoln Financial Securities CorporationOct 2020 to Feb 2024
- Lincoln Financial Advisor CorporationOct 2020 to Dec 2020
- Lincoln Financial GroupJun 2020 to Mar 2022
- Full Time EducationAug 2019 to Jun 2020
- Lincoln Financial GroupJun 2019 to Aug 2019
- Full Time EducationAug 2018 to Jun 2019
- Creative FinancialJun 2018 to Aug 2018
- Full Time EducationAug 2017 to Jun 2018
- The Miachaels OrganizationJun 2017 to Aug 2017
- Full Time EducationJan 2009 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (PA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6960696
- Firm CRD
- 10409