Benjamin James Veglas
Investment adviser representative at Summit Financial, LLC
10 yearsExperience
1 stateRegistered in
$26.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Summit Financial, LLCJul 2025 to now
- Ivy Wealth ManagementJan 2024 to Jul 2025
- The Patriot Financial Group Insurance Agency, LLCJan 2024 to Jul 2025
- Fidelity InvestmentsDec 2021 to Jan 2024
- Albertos Pub & PizzaJul 2021 to Nov 2021
- Quinnipiac UniversityAug 2019 to May 2021
- Conley & Wood CpasMay 2019 to Aug 2019
- Quinnipiac UniversityAug 2018 to May 2019
- Prw Wealth ManagementMay 2018 to Aug 2018
- Quinnipiac UniversityAug 2017 to May 2018
- Toys R USJun 2017 to Aug 2017
- Quinnipiac UniversityAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (RI).
Summit Financial, LLC
$26.3BAssets managed
18,393Clients
226Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6959443
- Firm CRD
- 299322