Christopher Douglas Gaffney
Investment adviser representative at Vanguard Advisers, Inc.
15 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Vanguard Adviser's, Inc.Nov 2020 to now
- The Vanguard Group, Inc.Oct 2020 to now
- Vanguard Marketing CorporationOct 2020 to now
- UnemployedFeb 2020 to Oct 2020
- Nylife Securities, LLCAug 2018 to Jan 2020
- New York Life Insurance CompanyJun 2018 to Aug 2018
- UnemployedApr 2018 to Jun 2018
- Enterprise HoldingsAug 2011 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6958914
- Firm CRD
- 106715