Samuel Andrew Gleaves
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
2 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$197.5BFirm assets
Are you Samuel Andrew Gleaves? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
2 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedOct 2018 to now
- AXA Advisors, LLCJun 2018 to Oct 2018
- UnemployedMay 2018 to Jun 2018
- StudentSep 2017 to Apr 2018
- Westpoint Financial GroupMay 2017 to Aug 2017
- StudentSep 2016 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6958821
- Firm CRD
- 793