Michael Vincent Spadafore
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Spadafore Financial PlanningSep 2025 to now
- Principal Securities, Inc.Jul 2022 to now
- Principal Life Insurance CompanyJul 2022 to now
- Pine Richland HsMar 2022 to Jun 2022
- Hardcore EliteAug 2021 to Jun 2022
- North Catholic HsJan 2020 to May 2021
- Steel City SelectJan 2019 to Aug 2021
- Plum High SchoolJan 2019 to May 2019
- New York Life Insurance CoJul 2018 to Jul 2022
- Nylife Securities LLCJul 2018 to Jul 2022
- University of Pittsburgh At GreensburgAug 2014 to Apr 2018
- College StudentApr 2014 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (PA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6958165
- Firm CRD
- 1137