Max Alan Lepley
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Kinetic Investment Management, Inc.Apr 2026 to now
- Kanani Financial & Insurance Services Inc.Oct 2024 to now
- Kanani Advisory Group Inc.Jul 2024 to now
- UnemployedJun 2024 to Jul 2024
- MFS Fund Distributors, Inc.Aug 2019 to May 2024
- UnemployedJun 2019 to Jul 2019
- Whittier CollegeSep 2018 to May 2019
- Triad AdvisorsJun 2018 to Aug 2018
- Whittier CollegeSep 2017 to May 2018
- Dymond BuildersJun 2017 to Aug 2017
- Whittier CollegeSep 2016 to May 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Kanani Advisory Group Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6956791
- 288314