James Michael Williams
Investment adviser representative at Kestra Advisory Services, LLC
10 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Kestra Advisory Services, LLCFeb 2026 to now
- Kestra Investment Services, LLCMay 2021 to now
- PetsmartJun 2020 to May 2021
- UberJul 2018 to Sep 2018
- Pruco Securities, LLCApr 2018 to Aug 2020
- Prudential Insurance Company of AmericaApr 2018 to Aug 2020
- UnemploymentJan 2018 to Apr 2018
- Precise Benefits GroupAug 2017 to Dec 2017
- PrudentialJun 2017 to Aug 2017
- UnemploymentFeb 2017 to May 2017
- Carmike 13 Movie TheaterMay 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6953420
- Firm CRD
- 283330