Fredric Rozum
Investment adviser representative at Charles Schwab & Co., Inc.
14 yearsExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
14 years in the industry.
- Charles Schwab & Co., Inc.Aug 2022 to now
- Charles Schwab Bank, SsbAug 2022 to now
- Robinhood Markets, IncJun 2022 to Aug 2022
- Robinhood Financial, LLCJul 2021 to Aug 2022
- Bank of America, N.A.Nov 2020 to Jun 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2020 to Jun 2021
- Charles Schwab & Co., Inc.May 2018 to Jun 2020
- AerotekApr 2018 to May 2018
- Direct EnergyJul 2015 to Apr 2018
- Chandler-gilbert Community CollegeJan 2008 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (AZ, CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6952824
- Firm CRD
- 5393